Join the Essex Advisor Network
Create More Wealth For Your Business By Thriving In An Advisor-Focused Family Culture.
A boutique investment firm with global reach, Essex Securities has two platforms – an Independent Advisor Network (1099) that caters to retail clients and a Capital Markets Division for institutional and corporate clients. We have traditional W2 branch offices in select geographic markets.
Regardless of your affiliation type, Essex focuses on you and your growing business as a registered financial advisor, giving you unrestricted access to the senior leadership team while placing comprehensive wealth management tools at your fingertips.
We’re not only committed to helping you manage wealth – we will help you create it for yourself.
LEARN MORE ABOUT ESSEX FROM PRAKASH GUPTA, CEO
Prakash Gupta
Chief Executive Officer
201-777-7121
For a confidential due diligence package or information to join or affiliate with Essex:
Maximize Your Business Through
Our Independent Or W2 Platforms And Materially
Improve Your Bottom Line
PERSONALIZED ATTENTION
FAMILY CULTURE
FULL-SERVICE SUPPORT
Full-service support
We provide you with a supportive environment that allows you to be successful, stable and independent in order to succeed. Our full-service support extends from the moment you join the team – including our easy-to-use TransitionCheck™ Decision Guide and Milestones Plan.
Leadership accessibility
Do you currently have access to senior leadership at any time? Essex allows our advisors to experience the human connection, family culture and senior guidance you need to get ahead – whether you need to speak to the president of our firm, the senior management team or any other individuals who may contribute to your success!
Comprehensive marketing capabilities
We’ll help you develop and promote your individual personal brand. Essex provides you with the tools you need to succeed in this competitive market, including a library of compliance-approved ads, newsletters and customized communications templates!
CONFIDENTIAL, DIRECT ACCESS
Call Prakash Gupta now at 201-777-7121
Meaningful investment insights
Does your current broker-dealer deliver meaningful investment insights and ideas on a regular basis? Essex provides a broader perspective that comes from serving our financial advisors – as well as institutional clients – meaning you’ll have more actionable investment ideas.
Broad fee-based solutions
We have a wide range of asset management products and resources available, including our arrangement with RBC and TD Ameritrade, providing you with the choices and open architecture you need to help you meet the needs of your clients.
Extensive insurance and alternative investment solutions
As an advisor with Essex, you’ll have access to a vast array of insurance and alternative investment products. Extensive selling agreement list for 529 plans, alternative investments, managed money, mutual funds, fixed and variable annuities, and more!
It’s Easy to Join Us
We know that you might be cautious about avoiding client disruptions when changing a broker-dealer relationship. For this reason, Essex Securities provides you with start-to-finish support for a seamless transition!
We offer:
A customized transition plan
Efficient account and license transfers
Support for paperwork and rapid compliance approvals
Training and orientation for our products, policies and resources
Highly competitive financial support, including transitional loans, addressing of client transfer fees, marketing incentives and other transition allowances
Want to learn more about Essex Securities?
To request information on Essex or a confidential due diligence package, complete this simple contact form.
Request Information on Essex Securities
To get started to make the move to Essex, fill out our Pre-Hire Questionnaire
Email Prakash Gupta at pgupta@essexsecurities.com
and ask for the Essex Pre-Hire Questionnaire
